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Industry: Brokerage
Job Title: Legal
 
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Directory of Legal executives in the Brokerage industry :
Showing 100 of 103 Contacts
Title
City, State
Company
Senior Counsel and the Director of Legal ...
New York, NY
Citigroup Inc.
Executive Director In the Legal Division
New York, NY
Morgan Stanley
Executive Director In the Law Division
New York, NY
Morgan Stanley
Senior Vice President In Legal and Compli...
Chicago, IL
Mesirow Financial Inc
Director, Compliance and Privacy Officer
Toronto, ON
Elliott & Page Limited
Chief Compliance Officer and Attorney
Austin, TX
Century Management Company
Director and Counsel In the Equities Lega...
New York, NY
Citigroup Inc.
Chief Patent Counsel
New York, NY
Citigroup Inc.
Vice President, Chief Patent Counsel and ...
New York, NY
Goldman, Sachs & Co.
Lawyer, Attorney, Securities Attorney
New York, NY
Goldman, Sachs & Co.
Legal Chief
New York, NY
Goldman, Sachs & Co.
Executive Director, Director of Special I...
New York, NY
Morgan Stanley
Manager, Law Division
New York, NY
Morgan Stanley
Executive Director and A Senior Lawyer
New York, NY
Morgan Stanley
Attorney In the Global Compliance Division
New York, NY
Morgan Stanley
Chief Privacy Officer
San Francisco, CA
The Charles Schwab Corporation
Senior Vice President, Chief Regulatory C...
Prides Crossing, MA
Affiliated Managers Group Inc
Vice President and Senior Counsel, Legal ...
Prides Crossing, MA
Affiliated Managers Group Inc
Vice President and Senior Counsel, Legal ...
Prides Crossing, MA
Affiliated Managers Group Inc
Chief Legal Officer
Boston, MA
Eaton Vance Corp.
Executive Vice President, Chief Legal Off...
Boston, MA
State Street Corp.
Chief Legal Counsel
Rowayton, CT
ABP
Chief Legal Officer
San Francisco, CA
Forward Funds Inc
Legal Services Manager
Norwalk, CT
LSV Asset
Chief Legal Officer
Clearwater, FL
NexTrade Holdings Inc
Vice President of Legal Affairs
Washington, DC
Perseus LLC
Partner, Chief Legal Counsel
Capitola, CA
The Capital Quorum
Vice President, Legal Affairs
Naples, FL
Zenerji, LLC
Manager, Legislative Readiness and Tax La...
Minneapolis, MN
Ameriprise Financial Inc
Audit Supervisor and Senior Enforcement A...
Charleston, VA
GoPublicToday.com Inc
Senior Licensing Attorney, Broker-Dealer ...
Charleston, VA
GoPublicToday.com Inc
Financial Advisor, Managing Partner, Aust...
Andover, MA
Northern Capital Securities...
Vice President and Associate Legal Counsel
Baltimore, MD
T. Rowe Price
Vice President and Associate Legal Counsel
Baltimore, MD
T. Rowe Price
Manager of Legal Affairs
Atlanta, GA
Timbervest LLC
Secretary and Chief Legal Officer, Tamara...
Minneapolis, MN
Voyageur Asset Management LLC
Director of the Law Department
St. Louis, MO
A.G. Edwards & Sons Inc.
Vice President and An Attorney
Bala Cynwyd, PA
Hamilton Lane Pte Ltd
Corporate Attorney, Business Executive an...
Portland, OR
Progressive Investment Mana...
Assistant To Director - Regulatory and Legal
New York, NY
SCIENS CAPITAL MANAGEMENT LLC
Director of Legal and Technical Services
Princeton, NJ
Scottish Widows Investment ...
Private Practice Securities Attorney
New York, NY
Telemark Group Inc
Group Head of Litigation
New York, NY
UBS AG
Chief Legal Officer and Corporate Secretary
Toronto, ON
Connor, Clark & Lunn
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Managing Director, Valuation and Litigati...
Waukesha, WI
Corporate Financial Advisor...
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Senior Vice President, Legal and Communic...
Regina, SK
Greystone Managed Investmen...
Vice President, Information Systems and P...
Winnipeg, MB
Rice Financial Group Inc
Legal Counsel and Chief Compliance Officer
Bellingham, WA
Saturna Capital Corporation
Vice President, Private Wealth Management...
Provo, UT
Strategis Financial Group Inc
Director, Legal
Atlanta, GA
Arcapita Inc.
Executive Director, Head of Legal
Atlanta, GA
Arcapita Inc.
Attorney, Senior Vice President
New York, NY
J.P. Morgan & Co.
Managing Director, Head of the Legal Depa...
New York, NY
J.P. Morgan & Co.
Senior Vice President and Co-Head, Global...
New York, NY
Merrill Lynch & Co.
Chief Privacy Officer
New York, NY
Merrill Lynch & Co.
Legal Counsel, Compliance
Winnipeg, MB
Tetrem Capital Partners Ltd.
Chief Development Officer for Private Cli...
New York, NY
The Bear Stearns Companies ...
Senior Vice President Benefits/Employment...
Columbus, GA
Synovus Financial Corp
Managing Director, Deputy Director of Ins...
New York, NY
Citigroup Inc.
Chief Legal Officer
New York, NY
Morgan Stanley
Global Head of the Anti-Corruption Group ...
New York, NY
Morgan Stanley
Attorney, Financial Advisor
New York, NY
Morgan Stanley
Managing Director, Senior Special Project...
New York, NY
The Bear Stearns Companies ...
Head of the Litigation Department
Baltimore, MD
Legg Mason, Inc.
Senior Attorney and Litigation Manager
Chicago, IL
Northern Trust Corporation
Financial Privacy Coordinator
Boise, ID
Idaho Trust National Bank
Vice President, Legal and Corporate Secre...
Longwood, FL
Empire Financial Group, Inc.
Senior Vice President of the Legal and Co...
Newport Beach, CA
Pacific Investment Manageme...
Clerk for Legal Counsel
St Petersburg, FL
Raymond James & Associates,...
Compliance and Legal Administrator
Troy, MI
Arthur Zaske & Associates
Principal and Chief Legal Officer
St. Louis, MO
Edward Jones Limited
Senior Managing Director, Chief Legal Off...
New York, NY
Laurus Master Fund, Ltd.
Compliance Officer and Legal Counsel
New York, NY
Magna Securities Corporation
Legal and Compliance Director
New York, NY
TD Waterhouse
Lawyer and Head of Legal and Compliance f...
New York, NY
UBS AG
APAC Head of Regulatory Inquiries and Lit...
New York, NY
UBS AG
Manager, Business Support Group, Legal Di...
Richmond, VA
Wachovia Securities LLC
Senior Vice President and Senior Litigati...
Richmond, VA
Wachovia Securities LLC
Director of Advocacy and Legal Services
Toronto, ON
Income Security Advocacy Ce...
Director of Legal Affairs
Rochester, NY
CVC Capital Partners Ltd.
Director, Legal
Atlanta, GA
Arcapita Inc.
Yorktown Attorney and Finance Official
New York, NY
Merrill Lynch & Co.
Consultant In Legal Reform Projects
Washington, DC
International Finance Corpo...
Executive Director and Head of Legal Depa...
Greenwich, CT
FrontPoint Partners LLC
Senior Compliance Attorney
Saint Louis, MO
Edward D. Jones & Co.
Chief Privacy Officer
Toronto, ON
RBC Financial Group
Law Firm Manager
Toronto, ON
RBC Financial Group
Lawyer, Will and Estate Consultant, Wealt...
Toronto, ON
RBC Financial Group
Chief Legal Officer
Tacoma, WA
Russell Investment Group Ltd
Executive Vice President, Chief Operating...
New York, NY
Alger
Managing Director With the Legal and Comp...
New York, NY
Bear Stearns Asset Manageme...
Director In the Legal and Compliance Depa...
New York, NY
BlackRock Financial Managem...
Head of the Legal Department
Bradenton, FL
CarloScevola & Partners
Director of Legal Affairs
Arlington, VA
International Management an...
Settlement Attorney and Branch Manager - ...
Crofton, MD
Beltway Title
Branch Manager and Settlement Attorney
Crofton, MD
Beltway Title
Settlement Attorney and Branch Manager - ...
Crofton, MD
Beltway Title
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