Directory of Compliance & Governance executives in the Venture Capital & Private Equity industry

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Industry: Venture Capital & Private Equity ; Title Category: Compliance & Governance

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Title	Organization	Location	Name	Info	Validated
Director of Regulatory Policy	Connecticut Innovations, Inc.	Rocky Hill, CT	P... M......		04/14/08
Director, Governance	Sustainable Development Technology Canada	Ottawa, ON	B... B......		04/19/08
Compliance Specialist	Stonehenge Capital Corporation	Tampa, FL	C...... E.......		04/10/08
Compliance Representative	Universal Funding Corporation	Spokane Valley, WA	L... B.....		04/18/08
Chief Financial Officer and Chief Compliance Of...	Summit Partners Limited	Boston, MA	R.... D.......		03/25/08
VP Compliance	HRJ Capital	Woodside, CA	L.... W......		11/14/08
Dir Fund Administration/Compliance	Darby Overseas Investments, Ltd.	Washington, DC	J...... S...		11/14/08
Executive Vice President - Compliance and Consu...	Houston Partners	Houston, TX	M...... F.....		03/11/08
Chief Compliance Officer	Mvc Capital, Inc.	Purchase, NY	S.... S.......		02/20/08
Chief Compliance Officer	Sandler Capital Management	New York, NY	S..... S......		01/20/08
Director - Fund Administration and Compliance	Darby Overseas Investments, Ltd.	Washington, DC	J...... S...		01/29/08
Compliance Officer	Summit Partners Limited	Boston, MA	E........ S.....		01/16/08
Vice President and Compliance Officer	Commonwealth Capital Corp	Exton, PA	J.... P.....		02/01/08
General Counsel, Chief Compliance Officer	Archery Capital L.P.	New York, NY	J.... D....		01/22/08
Vice President and Compliance Officer	HarbourVest Partners, LLC	Boston, MA	L.... L.....		01/23/08
Head of Corporate Governance	Investor AB	New York, NY	P.... H........		01/01/08
Chief Compliance Officer	J.H. Whitney & Co.	New York, NY	L.... W...		12/05/07
Chief Compliance Officer	Hillman Capital Management Inc	â¢ Bethesda, MD	C. W.....		01/02/08
Chief Counsel and Chief Compliance Officer	HRJ Capital	Woodside, CA	J... B....		11/17/07
Vice President of Compliance	HRJ Capital	Woodside, CA	L.... W......		11/17/07
General Counsel, Chief Compliance Officer	Horizon Technology Finance LLC	Farmington, CT	J.. B......		11/23/07
Compliance Representative	Universal Funding Corporation	Spokane Valley, WA	N..... L.......		11/03/07
Chief Compliance Officer	Avante Holding Group, Inc.	Melbourne, FL	G... B......		10/04/07
Director Regulatory Affairs	Investor AB	Richmond, VA	A... Y....		11/07/08
Director - Operations and Compliance	Custer Capital, Inc.	New Albany, OH	M..... K......		09/16/07
Group Compliance Officer	Apax Partners, Inc.	New York, NY	S...... T.....		08/19/07
Chief Financial Officer, Executive Vice Preside...	Macc Private Equities Inc	Cedar Rapids, IA	R..... C....		07/01/07
Vice President, US Regulatory Affairs	OrbiMed Advisors LLC	New York, NY	G... N........		03/31/07

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