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Industry: Finance
Job Title: Compliance & Governance
 
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Directory of Compliance & Governance executives in the Finance industry :
Showing 100 of 1628 Contacts
Title
City, State
Company
Regulatory Attorney
New York, NY
Citigroup Inc.
Executive Vice President, Global Head of ...
New York, NY
Goldman , Sachs & Co.
AML Corporate Compliance
New York, NY
J.P. Morgan Chase & Co.
Compliance Director, Assistant General Co...
New York, NY
J.P. Morgan Chase & Co.
Compliance Specialist
Springfield, MA
Massachusetts Mutual Life I...
Global Compliance Associate
New York, NY
Morgan Stanley
Vice President, Compliance
New York, NY
Morgan Stanley
Corporate Vice President of Compliance
Sea Girt, NJ
New York Life Insurance Com...
Vice President In the Corporate Complianc...
Sea Girt, NJ
New York Life Insurance Com...
Chief Compliance Officer
Charlotte, NC
Wachovia Corp.
Chief Regulatory Counsel
Charlotte, NC
Wachovia Corp.
Senior Vice President of Compliance
Charlotte, NC
Wachovia Corp.
Compliance Director for Regulatory Assurance
Indianapolis, IN
WellPoint , Inc.
Vice President, Operations and Compliance
Cincinnati, OH
American Financial Group , ...
Financial Reporting Compliance Specialist
Galveston, TX
American National Insurance...
Data Governance Manager
Richmond, VA
Capital One
Senior Vice President and Chief Regulator...
Cherry Hill, NJ
Commerce Bancorp Inc
Chief Compliance Officer
Armonk, NY
MBIA Inc.
Compliance Analyst
Irvine, CA
New Century Financial Corpo...
Vice President Corporate Compliance
Philadelphia, PA
Radian Group Inc.
Compliance Analyst
Boston, MA
State Street Corp.
Vice President - Director of Investment C...
Boston, MA
State Street Corp.
Compliance Committee Member
Boston, MA
State Street Corp.
Ethics and Regulatory Vice President
Atlanta, GA
SunTrust Banks , Inc.
Vice President and Chief Compliance Officer
Minneapolis, MN
Thrivent Financial
Member of the Information Technology Gove...
Norcross, GA
CheckFree Corporation
Human Resources and Compliance Manager
Long Beach, CA
Molina Healthcare Inc
Director of Regulatory Relations
Alpharetta, GA
NetBank , Inc.
Managing Director and Chief Compliance Of...
Chicago, IL
Nuveen Investments , Inc.
Compliance Manager
Chicago, IL
Nuveen Investments , Inc.
Chief Compliance Officer
Chicago, IL
optionsXpress Holdings , Inc.
Vice President for Regulatory Affairs and...
Mountain View, CA
VeriSign , Inc.
Chief Regulatory Officer
Overland Park, KS
Waddell & Reed , Inc.
Director, Regulatory Compliance Taxation ...
Overland Park, KS
Waddell & Reed , Inc.
Chief Compliance Officer
Boston, MA
Boston Private Financial Ho...
Chief Compliance Officer
Pittsburgh, PA
Federated Investors , Inc.
Assistant Director, State Compliance
Kansas City, MO
Kansas City Life Insurance ...
Senior Vice President - Government Affair...
Minneapolis, MN
MoneyGram International Inc
Senior Vice President and Secretary Law C...
Boyertown, PA
National Penn Bancshares Inc
Director of Data Governance
Columbus, OH
Nationwide Mutual Insurance...
Chief Accounting Officer and Chief Compli...
Oaks, PA
SEI Investments Company
Assistant Vice President and Deputy Gener...
San Antonio, TX
Argonaut Group , Inc.
Vice President, Chief Governance Officer ...
Addison, TX
Entrust , Inc.
Chief Compliance Officer
San Francisco, CA
First Republic Bank
Chief Compliance Officer
Richmond, VA
Genworth Financial Inc
Managing Director Government and Regulato...
Richmond, VA
Genworth Financial Inc
Regulatory Analyst
Richmond, VA
Genworth Financial Inc
Vice President of Compliance and Communit...
Nashville, TN
Pinnacle Financial Partners...
Chief Compliance Officer and Vice Preside...
New Braunfels, TX
Rush Enterprises , Inc.
Vice President and Chief Compliance Officer
Costa Mesa, CA
Secured Funding Corporation
Managing Director for Governance Services
New York, NY
Standard & Poor's
Head Corporate Governance Services
New York, NY
Standard & Poor's
Chief Compliance Director, Secretary
Chicago, IL
Morningstar , Inc.
Vice President, Compliance
Toronto, ON
Mutual Fund Dealers Associa...
Director of Policy and Regulatory Affairs
Toronto, ON
Mutual Fund Dealers Associa...
Compliance Review Administrator
Orlando, FL
Florida Surplus Lines Servi...
Compliance Officer
Milford, MA
Milford Federal
Director Regulatory Affairs
Plymouth, MI
Michigan Credit Union League
Regulatory Compliance Consultant
Plymouth, MI
Michigan Credit Union League
Compliance Helpline Consultant
Plymouth, MI
Michigan Credit Union League
Executive Vice President of Operations, C...
Orinda, CA
Kensington Investment Group...
Chief Compliance Officer
San Francisco, CA
Wells Capital Management
Vice President and Chief Compliance Officer
Denver, CO
Dividend Capital
Chief Compliance Officer
Chicago, IL
K.G. Redding & Associates LLC
Chief Financial Officer and Operations an...
Medford, NY
Soundview Capital Opportuni...
Chief Compliance Officer
Buffalo, NY
Saperston Companies
Compliance Officer and A Member of the In...
Plymouth Meeting, PA
Urdang & Associates
DST Regulatory Tax Advisory Committee
Kansas City, MO
DST Systems , Inc.
Senior Regulatory Compliance Analyst
Kansas City, MO
DST Systems , Inc.
Chief Compliance Officer and Head of Comp...
Wayne, PA
SunGard
Manager, Corporate Governance
Toronto, ON
Creststreet Limited Partner...
Vice President, Compliance Officer
Glendale, AZ
Arrowhead Community Bank
Compliance Officer
Vernon, AL
Bank of Vernon
Executive Vice President of Legislative a...
Centennial, CO
CENTRIX Financial , LLC
Compliance and CRA and BSA Officer
Russellville, AL
Community Spirit Bank
Vice President and Compliance Officer
Prescott, AZ
Country Bank
Chief Operating Officer and Chief Complia...
East Norwalk, CT
E-Tran Inc
Senior Counsel and Director of Compliance
Sterling, VA
EduCap Inc.
Compliance Officer
Arkadelphia, AR
Elk Horn Bank and Trust Com...
Vice President and Compliance Officer
Rainsville, AL
First Bank of the South
Vice President and Information Systems an...
Phoenix, AZ
First Corporate Credit Union
Compliance Officer
Lake Havasu City, AZ
Horizon Community Bank
Vice President - Compliance Loan Review a...
Maumelle, AR
National Bank of Arkansas
Vice President and Compliance Officer
Bridgeport, CT
People's Bank company
Compliance Officer
Bridgeport, CT
People's Bank company
Senior Vice President and Senior Operatio...
Putnam, CT
Putnam Savings Bank
Compliance Assistant
Lakeville, CT
Salisbury Bank and Trust Co...
Senior Vice President, Chief Technology a...
Lakeville, CT
Salisbury Bank and Trust Co...
Vice President, Compliance Risk Manager
Scottsdale, AZ
Sunrise Bank of Arizona
Vice President, Audit and Compliance
Torrington, CT
Torrington Savings Bank
Assistant Cashier and Compliance Officer
Camden, AL
Town-Country National Bank
Vice President and Director of Compliance...
Orange, CA
Acoustic Home Loans LLC
Executive Vice President, Operations and ...
Irvine, CA
Affinity Financial Corporation
Senior Vice President, Compliance Officer
Corona, CA
American Security Bank
Chief Compliance Officer and Executive Vi...
Pasadena, CA
Etech Securities Inc
Assistant Compliance Officer
Rocklin, CA
Five Star Bank
Compliance Manager
Torrance, CA
Honda Federal Credit Union
L.B. Branch Manager and Collections and C...
Los Angeles, CA
JACOM Credit Union
Compliance
Los Angeles, CA
Mirae Bank
Vice President and Senior Operations Offi...
Stockton, CA
Pacific State Bank
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