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Industry: Brokerage
Job Title: Legal
 
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Directory of Legal executives in the Brokerage industry :
Showing 89 of 89 Contacts
Title
City, State
Company
Regulatory Attorney
New York, NY
Citigroup Inc.
Senior Counsel and the Director of Legal ...
New York, NY
Citigroup Inc.
Executive Director In the Legal Division
New York, NY
Morgan Stanley
Executive Director In the Law Division
New York, NY
Morgan Stanley
Executive Director, Law Division
New York, NY
Morgan Stanley
Vice President, Secretary and Chief Legal...
Boston, MA
Eaton Vance Corp.
Senior Vice President In Legal and Compli...
Chicago, IL
Mesirow Financial Inc
Director, Compliance and Privacy Officer
Toronto, ON
Elliott & Page Limited
Chief Compliance Officer and Attorney
Austin, TX
Century Management Company
Chief Legal Counsel
New York, NY
Artist Pension Trust
Director and Counsel In the Equities Lega...
New York, NY
Citigroup Inc.
Chief Patent Counsel
New York, NY
Citigroup Inc.
Vice President, Chief Patent Counsel and ...
New York, NY
Goldman , Sachs & Co.
Lawyer, Attorney, Securities Attorney
New York, NY
Goldman , Sachs & Co.
Legal Chief
New York, NY
Goldman , Sachs & Co.
Chief Legal Officer
New York, NY
Morgan Stanley
Executive Director, Director of Special I...
New York, NY
Morgan Stanley
Managing Director and Head of Litigation
New York, NY
Morgan Stanley
Manager, Law Division
New York, NY
Morgan Stanley
Executive Director and A Senior Lawyer
New York, NY
Morgan Stanley
Executive Director, Litigation
New York, NY
Morgan Stanley
Vice President and Attorney
New York, NY
Morgan Stanley
Attorney In the Global Compliance Division
New York, NY
Morgan Stanley
Chief Privacy Officer
San Francisco, CA
The Charles Schwab Corporation
Senior Vice President, Chief Regulatory C...
Prides Crossing, MA
Affiliated Managers Group Inc
Vice President and Senior Counsel, Legal ...
Prides Crossing, MA
Affiliated Managers Group Inc
Vice President and Senior Counsel, Legal ...
Prides Crossing, MA
Affiliated Managers Group Inc
Chief Legal Officer
Boston, MA
Eaton Vance Corp.
Chief Legal Officer
Pittsburgh, PA
Federated Investors , Inc.
Chief Privacy Officer
Toronto, ON
RBC Financial Group
Law Firm Manager
Toronto, ON
RBC Financial Group
Lawyer, Will and Estate Consultant, Wealt...
Toronto, ON
RBC Financial Group
Executive Vice President and Chief Legal ...
Boston, MA
State Street Corp.
Chief Legal Counsel
Rowayton, CT
ABP
Director, Chief Privacy Officer, Vice Pre...
Santa Monica, CA
Dimensional Fund Advisors
Vice President, Chief Legal Officer, Assi...
Pasadena, CA
Flaherty & Crumrine Incorpo...
Chief Legal Officer
Denver, CO
Forward Funds Inc
Legal Services Manager
Norwalk, CT
LSV Asset
Chief Legal Officer
Clearwater, FL
NexTrade Holdings Inc
Vice President of Legal Affairs
Washington, DC
Perseus LLC
Managing Director and Chief Legal Officer
Los Angeles, CA
Post Advisory Group LLC
Partner, Chief Legal Counsel
Capitola, CA
The Capital Quorum
Senior Vice President of Legal Affairs
Milford, CT
Wright Investors
Vice President, Legal Affairs
Naples, FL
Zenerji , LLC
Manager, Legislative Readiness and Tax La...
Minneapolis, MN
Ameriprise Financial Inc.
Investments Head of Funds Legal Services
Boston, MA
Fortis Investments
Audit Supervisor and Senior Enforcement A...
Lansing, MI
GoPublicToday.com Inc
Senior Licensing Attorney, Broker-Dealer ...
Lansing, MI
GoPublicToday.com Inc
Financial Advisor, Managing Partner, Aust...
Andover, MA
Northern Capital Securities...
Vice President and Associate Legal Counsel
Baltimore, MD
T. Rowe Price
Vice President and Associate Legal Counsel
Baltimore, MD
T. Rowe Price
Vice President and Associate Legal Counsel
Baltimore, MD
T. Rowe Price Group Inc.
Legal Manager
Atlanta, GA
Timbervest LLC
Manager of Legal Affairs
Atlanta, GA
Timbervest LLC
Secretary and Chief Legal Officer, Tamara...
Minneapolis, MN
Voyageur Asset Management LLC
Director of the Law Department
St. Louis, MO
A.G. Edwards & Sons Inc.
Associate General Counsel, Co-Head of Equ...
Charlotte, NC
Banc of America Securities LLC
Director and Counsel, Global Head of U.S....
New York, NY
Citigroup Global Markets Inc.
Principal and Chief Legal Officer
St. Louis, MO
Edward Jones Limited
Vice President and An Attorney
Bala Cynwyd, PA
Hamilton Lane Pte Ltd
Optometrist, Attorney - Business, Financi...
Strongsville, OH
Kiplinger Financial Service...
Corporate Attorney, Business Executive an...
Portland, OR
Progressive Investment Mana...
Director - Regulatory and Legal
New York, NY
SCIENS CAPITAL MANAGEMENT LLC
Assistant To Director - Regulatory and Legal
New York, NY
SCIENS CAPITAL MANAGEMENT LLC
Director of Legal and Technical Services
Princeton, NJ
Scottish Widows Investment ...
Private Practice Securities Attorney
New York, NY
Telemark Group Inc
Group Head of Litigation
New York, NY
UBS AG
Executive Director and Legal Counsel
New York, NY
UBS AG
Chief Legal Officer and Corporate Secretary
Toronto, ON
Connor , Clark & Lunn
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Director, Valuation and Litigation Services
Waukesha, WI
Corporate Financial Advisor...
Senior Vice President, Legal and Communic...
Regina, SK
Greystone Managed Investmen...
Founder, Chief Executive Officer, Board M...
Vienna, VA
New Vantage Group
Vice President, Information Systems and P...
Winnipeg, MB
Rice Financial Group Inc
Legal Counsel and Compliance Officer
Bellingham, WA
Saturna Capital Corporation
Vice President, Private Wealth Management...
Provo, UT
Strategis Financial Group Inc
Director, Legal
Atlanta, GA
Arcapita Inc.
Executive Director, Head of Legal
Atlanta, GA
Arcapita Inc.
Director, Legal
Atlanta, GA
Arcapita Inc.
Attorney, Senior Vice President
New York, NY
J.P. Morgan & Co.
Managing Director, Head of the Legal Depa...
New York, NY
J.P. Morgan & Co.
Chief Privacy Officer
New York, NY
Merrill Lynch & Co.
Chief Justice
Washington, DC
International Finance Corpo...
Chief Legal Officer
North Arlington, VA
Friedman , Billings , Ramse...
Legal Counsel, Compliance
Winnipeg, MB
Tetrem Capital Partners Ltd.
Senior Attorney Primarily Responsible for...
New York, NY
OppenheimerFunds , Inc.
Chief Development Officer for Private Cli...
New York, NY
Bear , Stearns & Co.
Senior Vice President Benefits/Employment...
Columbus, GA
Synovus
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